Form: 3

Initial statement of beneficial ownership of securities

February 5, 2026

Documents

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES


Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Waldman Lawrence Steven
(Last) (First) (Middle)
C/O ONCE UPON A FARM, PBC
950 GILMAN STREET, SUITE 100
(Street)
BERKELEY CA 94710
(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/05/2026 		3. Issuer Name and Ticker or Trading Symbol
Once Upon a Farm, PBC [ OFRM ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
 5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Appreciation Rights(1) (1) (1) Common Stock 93,500 19.58 D
Employee Stock Options (right to buy)(2) 03/15/2022 03/15/2031 Common Stock 10,995 1.45 D
Employee Stock Options (right to buy)(2) 03/15/2022 03/15/2031 Common Stock 9,705 1.45 D
Employee Stock Options (right to buy)(2) 03/15/2023 03/15/2031 Common Stock 114,986 1.45 D
Employee Stock Options (right to buy)(2) 03/15/2024 03/15/2031 Common Stock 59,709 1.45 D
Employee Stock Options (right to buy)(2) 05/12/2025 05/12/2031 Common Stock 93,500 1.45 D
Employee Stock Options (right to buy)(2) (3) 05/18/2032 Common Stock 84,150 3.85 D
Employee Stock Options (right to buy)(2) (4) 05/22/2033 Common Stock 130,900 4.12 D
Employee Stock Options (right to buy)(2) (5) 02/28/2035 Common Stock 95,631 8.75 D
Explanation of Responses:
1. As of the closing of the initial public offering of Once Upon a Farm, PBC (the "Issuer"), each stock appreciation right of the Issuer held by the reporting person will be settled in cash.
2. Represents stock options granted pursuant to the Once Upon a Farm, PBC 2021 Omnibus Incentive Plan.
3. 25% of stock options vested and became exercisable on May 19, 2023 and the remainder in 36 equal monthly installments thereafter, subject to the reporting person's continued service with the Issuer on each such date.
4. 25% of stock options vested and became exercisable on May 23, 2024 and the remainder in 36 equal monthly installments thereafter, subject to the reporting person's continued service with the Issuer on each such date.
5. Stock options vest and become exercisable in 48 equal monthly installments beginning on March 1, 2025, subject to the reporting person's continued service with the Issuer on each such date.
Remarks:
President and Chief Financial Officer Exhibit List - Exhibit 24.1 - Power of Attorney
/s/ Genevieve Kelly, as Attorney-in-fact 02/05/2026
** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.